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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-03-19 |
| TX | RA | APPROVED | 2020-03-19 |
Branch Locations
2400 Ravine Way Ste 100, Glenview, IL 60025 • United States
10800 Pecan Park Blvd Ste 415, Austin, TX 78750-1224 • United States
Wilmette, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Austin | TX | 06/2014 | 03/2020 |
| New York Life Insurance Co | Austin | TX | 05/2014 | 03/2020 |
| Lamonica & Associates | Austin | TX | 07/2018 | 03/2020 |
| Ameriprise Financial Services Inc | Austin | TX | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc | Austin | TX | 03/2020 | Present |
Business Ownership; TPL Group LLC; Owner; Manage Ameriprise Business; 2233 Thornwood Ave, , Wilmette, IL, 60091; Investment-Related; 06/02/2025; 60 hours per month; 60 during trading hours. Board of Directors; District 39 Foundation; Trustee - Treasurer; 615 Locust Road, , Wilmette, IL, 60091; Not Investment-Related; 10/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; TPL Group LLC; Owner; Manage advisory business; 2233 Thornwood Ave, , Wilmette, IL, 60091; Investment-Related; 06/02/2025; 60 hours per month; 60 during trading hours / You're my boy blue LLC; 1099 contractor; Manage advisory business; 10800 Pecan Park Blvd, Ste. 415, Austin, TX, 78750; Investment-Related; 03/29/2021; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-18 |
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