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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-13
WA RA APPROVED 2019-01-25
  • TX RA
    APPROVED_RES
    Since 2021-05-13
  • WA RA
    APPROVED
    Since 2019-01-25

Branch Locations

14900 Interurban Ave. S #271-140, Tukwila, WA 98168 • United States

Sumner, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Insurance Co Horsham PA 04/2016 01/2019
Hornor Townsend & Kent Inc Horsham PA 04/2016 01/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2019 Present
Cambridge Investment Research, Inc. Fairfield IA 01/2019 Present
  • 04/2016 → 01/2019
    Penn Mutual Life Insurance Co
    Horsham, PA
  • 04/2016 → 01/2019
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 01/2019 → Present
    Fairfield, IA
  • 01/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
Other Businesses

1) GENPRIDE, 1620 12TH AVE, #203, SEATTLE, WA, 01/2022, MEMBER, FINANCIAL SUB COMMITTEE, INV REL, 5 HR/MO, 0 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 02/2019, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 160 HR/MO TRADING. 3) GENPRIDE, 1620 12TH AVE, #203, SEATTLE, WA, 12/2022, BOARD MEMBER, NIR, 2 HR/MO, 0 HR/MO TRADING. 4) PEGGY HASLACH, PO BOX 4, SUMNER, WA, 09/2020, OWNER, PUBLIC SPEAKING, NIR, 5 HR/MO, O HR/MO TRADING. 5) PEGGY HASLACH, SUMNER WA, 12/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/MO, 5 HR/MO TRADING. 6) GENPRIDE, 1620 12TH AVE, #203, SEATTLE, WA, 01/2024, TREASURER, NIR, 4 HR/MO, 0 HR/MO TRADING. 7) LIBRE ADVISOR NETWORK, One West Boylston Street, Suite 202, Worcester MA 01605, United States, 09/03/2025, Financial Advisor, DBA Name, NIR, 160 HR/MO - 160 HR/MO TRADING 8) PLANNING FOR GOOD, 14900 Interurban Ave, #271-149, Tukwila WA 98168, United States, 09/03/2025, Financial Advisor, DBA Name, NIR, 160 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-08
  • S66 Uniform Combined State Law Examination
    2013-03-08
Other Names
  • Peggy Haslach
  • Margaret Haslach

View on SEC IAPD

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