Alex Navarro Marquez

Current Employers

Employment History

• 04/2015 → 08/2018
  Foresters Financial
  Lombard, IL
• 08/2018 → 11/2018
  Robert Half
  Glen Allen, VA
• 12/2018 → 01/2025
  Lincoln Financial Securities
  Richmond, VA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Richmond, VA

Previous Registrations

• 2024-08-13 → 2025-01-24
  Osaic Fs, Inc.
  Richmond, VA

Other Businesses

1. CHARTERED FINANCIAL PLANNING ACCOCIATES LLC POSITION: Securities Administrator NATURE: Its is an LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 12/03/2018 ADDRESS: 2250 E Parham Rd, Henrico VA 23228-2226, United States DESCRIPTION: Answer client phone calls and emails. Execute trades. Prepare paperwork for clients and submit completed forms to sponsor companies. 2. ALPHA OMEGA WEALTH PARTNERS POSITION: OSJ Principal/FLS Delegate NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/02/2024 ADDRESS: 2250 E Parham Rd, Henrico VA 23228-2226, United States DESCRIPTION: Help clear the Supervision Queue, TR Prep, TR Supv, Account Periodic and Monthly Correspondence reports. Answer phone calls and emails from reps with compliance questions they may have.

Exams

• S66 Uniform Combined State Law Examination
  2023-03-25
• S63 Uniform Securities Agent State Law Examination
  2015-04-30