Norman Milan Ballard

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1998 → 03/2020
  Ameriprise Financial Services, Inc.
  Ellwood City, PA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Ellwood City, PA

Other Businesses

Business Ownership; barefloor productions, inc.; ; Film Production/Screenwriting; P.O. Box 788Ellwood City, PA 16117, ,; Not Investment-Related; 01/01/2010; 1 to 9 hours per month; 0 during trading hours / Ballard & Bruno, Incorporated (DBA: Cascade Mini Storage); ; Storage rental property.; 718 E. Edgewood AvenueNew Castle, PA 16105, ,; Not Investment-Related; 07/01/2011; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Bruno & Ballard, Incorporated (DBA: Cascade Mini Storage); Vice President; 718 E. Edgewood AvenueNew Castle, 16105, ,; ; 07/01/2011; 1 to 9 hours per month; / barefloor productions, inc.; President/Executive Producer; P.O. Box 788Ellwood City, PA 16117, ,; ; 10/17/2010; 1 to 9 hours per month; .

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-10-30
• S63 Uniform Securities Agent State Law Examination
  1998-10-09

Other Names

• Norman Milan Sr Ballard