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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-24 |
| CA | RA | APPROVED | 2020-12-07 |
Branch Locations
555 California Street 35Th Floor, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | San Bruno | CA | 08/2014 | 06/2019 |
| Jpmorgan Securities Llc | San Bruno | CA | 08/2014 | 06/2019 |
| Amazon.COm, Inc. | Berkeley | CA | 07/2018 | 07/2018 |
| Syntruck, Llc. | San Francisco | CA | 02/2019 | 05/2019 |
| Morgan Stanley | San Francisco | CA | 08/2019 | Present |
*542409 -Miracle Math; Investment related: No; Fairfield, California; Education; Employee (proprietor, partner, officer, director, employee, trustee, agent); 02/2023; During business hours: 0; After business hours: 20; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-16 |
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