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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-06-30
  • CT RA
    APPROVED
    Since 2016-06-30

Branch Locations

Orange, CT • United States

1 Century Tower 265 Church Street Suite 1102, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New Haven CT 11/2014 Present
Other Businesses

Second Saturday Divorce Workshops / 136 Marsh Hill Road Courtyard by Marriott Orange,CT 06477 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-30
  • S66 Uniform Combined State Law Examination
    2016-06-30
Other Names
  • Joan O'NEill
  • Joan Zorena
  • Joan Zorena

View on SEC IAPD

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