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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| James & James Formal Wear | Mcallen | TX | 04/2005 | 05/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mcallen | TX | 02/2018 | 07/2018 |
| Bert Ogden Motors | Edinburg | TX | 06/2017 | 07/2017 |
| Citigroup | San Antonio | TX | 06/2020 | 10/2022 |
| Merrill Lynch, Pierce, Fenner & Smith | San Antonio | TX | 10/2022 | Present |
| Bank Of America, N.A. | San Antonio | TX | 12/2022 | Present |
RGV Guther LLC; Clothing Retail; Not investment-related; Harlingen, TX; Affiliation started on 08/07/2019; Title; Shareholder; Duties: Advise on sales, operations, development; 0 hours devoted each month during securities trading hours; 12 hours devoted each month outside securities trading hours. I*4899271, Entity Type: , Name of OBA: United Way of San Antonio and Bexar County, Address: San Antonio, Texas, 78205, Investment Related: N, Position, Title, Association: advisory board, Employee Start Date: 08/01/2026, No Hours: 8 Yearly, No Hours during Trading: 0 Yearly, Duties: meeting for 2 hours every 3 months. Help non profits that they are assisting be more efficient in their role and helping their community. United Way of San Antonio to join their advisory board. Which is a volunteer role to help the nonprofits that they assist be more efficient. It is a meeting for 2 hours every 3 months
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-22 |
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