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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-12 |
| MO | RA | APPROVED | 2022-07-21 |
Branch Locations
231 S. Bemiston Ave Suite 800, St Louis, MO 63105 • United States
St Louis, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | St. Louis | MO | 01/2016 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | St. Louis | MO | 01/2016 | 11/2020 |
| Citibank | St. Louis | MO | 01/2021 | 06/2021 |
| J.P. Morgan Securities Llc | Richmond Heights | MO | 06/2021 | 07/2021 |
| Jp Morgan Chase Bank, N.A. | Richmond Heights | MO | 06/2021 | 07/2021 |
| Unemployed | St. Louis | MO | 12/2020 | 12/2020 |
| Fidelity Investments | Saint Louis | MO | 07/2021 | 07/2022 |
| Fidelity Brokerage Services, Llc | Saint Louis | MO | 07/2021 | 07/2022 |
| Fidelity Personal And Workplace Advisors | Saint Louis | MO | 09/2021 | 07/2022 |
| Tiaa | Brentwood | MO | 06/2022 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Brentwood | MO | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-14 |
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