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225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
3741 Douglas Blvd Suite 290, Roseville, CA 95661-4271 • United States
225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Granite Bay | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Roseville | CA | 03/2020 | 07/2025 |
| Northrock Partners, Llc | Roseville | CA | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-20 |
| S65 | Uniform Investment Adviser Law Examination | 2000-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-17 |
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