Michael Bradley Mcgrady

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 07/2017
  Ameriprise Financial Services, Inc.
  Raleigh, NC
• 08/2017 → 08/2020
  Ameriprise Financial Advisors Inc.
  Raleigh, NC
• 08/2020 → 11/2021
  Lpl Financial Llc
  Cary, NC
• 11/2021 → Present
  Transamerica Life Insurance Company
  Angier, NC
• 11/2021 → Present
  Transamerica Investors Securities Corporation
  Angier, NC

Previous Registrations

• 2020-08-14 → 2021-11-24
  Lpl Financial Llc
  Cary, NC
• 2017-08-30 → 2020-08-14
  Ameriprise Financial Services, Llc
  Raleigh, NC
• 2014-06-05 → 2017-08-07
  Ameriprise Financial Services, Llc
  Raleigh, NC
• 2013-02-04 → 2013-06-19
  Wells Fargo Clearing Services, Llc
  Marlton, NJ

Exams

• S66 Uniform Combined State Law Examination
  2013-02-01

Other Names

• Michael B Mcgrady