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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-11-23
TX RA APPROVED 2016-11-22
  • FL RA
    APPROVED
    Since 2016-11-23
  • TX RA
    APPROVED
    Since 2016-11-22

Branch Locations

9000 Southside Blvd Bldg 600, Jacksonville, FL 32256 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 11/2012 Present
Locust Hill Country Club Pittsford NY 10/2007 02/2017
Bank Of America, N.A. Jacksonville FL 12/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-21
S63 Uniform Securities Agent State Law Examination 2013-04-01
  • S66 Uniform Combined State Law Examination
    2016-11-21
  • S63 Uniform Securities Agent State Law Examination
    2013-04-01
Other Names
  • Ashley Marie Mcconnell
  • Ashley Mcconnell

View on SEC IAPD

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