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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-01
PA RA APPROVED 2019-05-30
MD RA APPROVED 2019-05-29
  • TX RA
    APPROVED
    Since 2025-05-01
  • PA RA
    APPROVED
    Since 2019-05-30
  • MD RA
    APPROVED
    Since 2019-05-29

Branch Locations

912 South George Street First Floor, York, PA 17403 • United States

York, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Hunt Valley MD 09/2010 05/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 05/2019
Rbc Capital Markets, Llc. Hunt Valley MD 05/2019 Present
City National Bank Hunt Valley MD 10/2019 01/2025
  • 09/2010 → 05/2019
    Morgan Stanley Smith Barney
    Hunt Valley, MD
  • 01/2015 → 05/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2019 → Present
    Hunt Valley, MD
  • 10/2019 → 01/2025
    City National Bank
    Hunt Valley, MD
Previous Registrations
Other Businesses

(1) Name of Business/Entity: Dallastown Area Educational Foundation Address: 700 New School Rd Dallastown, PA 17313 Business is not Investment Related: Business Description: School District Fundraising / Scholarship Capacity: Officer, Director State Date: 01/01/2013 Duties: Fundraising, scholarship awards Hours Devoted per month: 1 Hours Devoted during securities hours per month: 0 (2) Name of Business/Entity: Make a Wish Foundation Address: 2951 Whiteford Rd. #304 York PA 17402 Business is not Investment Related: Business Description: Wish granting / fund raising Capacity: Committee/Council Member (not associated with the Board of Directors) State Date: 01/01/2005 Duties: Wish granting / fundraising Hours Devoted per month: 1 Hours Devoted during securities hours per month: 0 3) NAME OF ENTITY: Townes at Bayshore Village HOA ADDRESS: INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Homeowners Association - President CAPACITY: Officer START DATE: 08/01/22 DUTIES: Budgeting, community management HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-28
S63 Uniform Securities Agent State Law Examination 2000-09-28
  • S66 Uniform Combined State Law Examination
    2002-03-28
  • S63 Uniform Securities Agent State Law Examination
    2000-09-28
Designations
Other Names
  • .

View on SEC IAPD

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