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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-01 |
| PA | RA | APPROVED | 2019-05-30 |
| MD | RA | APPROVED | 2019-05-29 |
Branch Locations
912 South George Street First Floor, York, PA 17403 • United States
York, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Hunt Valley | MD | 09/2010 | 05/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 05/2019 |
| Rbc Capital Markets, Llc. | Hunt Valley | MD | 05/2019 | Present |
| City National Bank | Hunt Valley | MD | 10/2019 | 01/2025 |
(1) Name of Business/Entity: Dallastown Area Educational Foundation Address: 700 New School Rd Dallastown, PA 17313 Business is not Investment Related: Business Description: School District Fundraising / Scholarship Capacity: Officer, Director State Date: 01/01/2013 Duties: Fundraising, scholarship awards Hours Devoted per month: 1 Hours Devoted during securities hours per month: 0 (2) Name of Business/Entity: Make a Wish Foundation Address: 2951 Whiteford Rd. #304 York PA 17402 Business is not Investment Related: Business Description: Wish granting / fund raising Capacity: Committee/Council Member (not associated with the Board of Directors) State Date: 01/01/2005 Duties: Wish granting / fundraising Hours Devoted per month: 1 Hours Devoted during securities hours per month: 0 3) NAME OF ENTITY: Townes at Bayshore Village HOA ADDRESS: INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Homeowners Association - President CAPACITY: Officer START DATE: 08/01/22 DUTIES: Budgeting, community management HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-28 |
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