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Current Employers
Hazard & Siegel Advisory Services Llc

5793 Widewaters Parkway Suite 200, Dewitt, NY 13214 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-14
  • NY RA
    APPROVED
    Since 2021-05-14

Branch Locations

5793 Widewaters Parkway Suite 200, Dewitt, NY 13214 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asj Associates Inc Syracuse NY 01/2009 Present
Hazard & Siegel Inc Syracuse NY 01/2011 Present
Hazard & Siegel Advisory Services Llc Dewitt NY 07/2019 Present
Other Businesses

1) ASJ ASSOCIATES,BROKERAGE MANAGER,SALES & SERVICE OF FIXED INSURANCE PRODUCTS. START DATE 01/2009, 5793 WIDEWATERS PARKWAY, SYRACUSE, NY 13214 2) SOLICITOR AND IAR FOR HAZARD & SIEGEL ADVISORY SERVICES LLC 5793 WIDEWATERS PARKWAY DEWITT NY, REFER CLIENTS ACCOUNTS TO MONEY MANAGER REGISTERED INVESTMENT ADVISORS. INVESTMENT RELATED BUSINESS. 2-20 HRS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-20
  • S66 Uniform Combined State Law Examination
    2017-10-20

View on SEC IAPD

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