Paul E Kubasiak

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 03/2020
  Sheridan Road Financial
  Northbrook, IL
• 11/2012 → 04/2020
  Lpl Financial, Llc
  Northbrook, IL
• 01/2015 → 12/2018
  Independent Financial Partners
  Northbrook, IL
• 07/2018 → 05/2020
  Sheridan Road Advisors, Llc (Sheridan Road)
  Northbrook, IL
• 04/2020 → 11/2022
  Northern Trust Securities, Inc.
  Chicago, IL
• 04/2020 → 11/2022
  Northern Trust Bank
  Chicago, IL
• 11/2022 → Present
  Tiaa
  Chicago, IL
• 11/2022 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Chicago, IL
• 04/2020 → 11/2022
  Northern Trust Investments, Incorporated
  Chicago, IL

Previous Registrations

• 2020-04-23 → 2022-11-10
  Northern Trust Investments, Incorporated
  Chicago, IL
  Chicago, IL
• 2018-08-14 → 2020-06-09
  Sheridan Road Advisors, Llc, A Hub International Company
  Northbrook, IL
• 2015-03-23 → 2019-01-07
  Independent Financial Partners
  Northbrook, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-03-23
• S63 Uniform Securities Agent State Law Examination
  2014-10-24