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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-03-16
  • FL RA
    APPROVED
    Since 2012-03-16

Branch Locations

4733 N Highway A1A Suite 303, Vero Beach, FL 32963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Vero Beach FL 02/2012 Present
Raymond James Financial Services Advisors Inc. Vero Beach FL 03/2012 Present
Non-Variable Insurance Vero Beach FL 03/2012 07/2019
Vero Beach Wealth Management Vero Beach FL 01/2018 Present
  • 02/2012 → Present
    Raymond James Financial Services
    Vero Beach, FL
  • 03/2012 → Present
    Vero Beach, FL
  • 03/2012 → 07/2019
    Non-Variable Insurance
    Vero Beach, FL
  • 01/2018 → Present
    Vero Beach Wealth Management
    Vero Beach, FL
Previous Registrations
  • 2008-01-01 → 2012-02-21
    Vero Beach, FL
    Vero Beach, FL
  • 2000-07-14 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Vero Beach, FL
    Vero Beach, FL
    St. Louis, MO
Other Businesses

(1)Name of Business: Indian River Lagoon National Estuary Program Address: IRNEP, 12235 Main St., Sebastian, FL, 32958, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/31/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Volunteer member for the Financial Advisory Subcommittee. (2)Name of Business: Vero Beach Wealth Management Address: 4733 Highway A1A Ste 303, Vero Beach, FL, 32963-5439, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 01/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-19
  • S63 Uniform Securities Agent State Law Examination
    2000-07-19
Other Names
  • Joe Falzone

View on SEC IAPD

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