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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-06-05
  • IA RA
    APPROVED
    Since 2024-06-05

Branch Locations

4403 1St Ave Se #515, Cedar Rapids, IA 52402 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

4403 1St Ave Se Ste 515, Cedar Rapids, IA 52402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life Cedar Rapids IA 03/2018 03/2022
Imt Insurance Minneapolis MN 04/2017 03/2018
Nationwide Des Moines IA 01/2014 04/2017
Bankers Life Securities Cedar Rapids IA 12/2020 03/2022
Ih Mississippi Valley Cu 3W3L Davenport IA 04/2022 02/2023
Lpl Financial Llc Davenport IA 04/2022 02/2023
Morgan Stanley Davenport IA 02/2023 06/2024
Morgan Stanley Private Bank, N.A New York NY 02/2023 06/2024
Alber Asset Management, Inc. Cedar Rapids IA 06/2024 Present
Lpl Financial Cedar Rapids IA 06/2024 Present
Morgan Stanley Private Bank, N.A New York NY 02/2023 Present
  • 03/2018 → 03/2022
    Bankers Life
    Cedar Rapids, IA
  • 04/2017 → 03/2018
    Imt Insurance
    Minneapolis, MN
  • 01/2014 → 04/2017
    Nationwide
    Des Moines, IA
  • 12/2020 → 03/2022
    Bankers Life Securities
    Cedar Rapids, IA
  • 04/2022 → 02/2023
    Ih Mississippi Valley Cu 3W3L
    Davenport, IA
  • 04/2022 → 02/2023
    Davenport, IA
  • 02/2023 → 06/2024
    Davenport, IA
  • 02/2023 → 06/2024
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 06/2024 → Present
    Alber Asset Management, Inc.
    Cedar Rapids, IA
  • 06/2024 → Present
    Lpl Financial
    Cedar Rapids, IA
  • 02/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2023-02-13 → 2024-06-12
    Davenport, IA
  • 2022-04-04 → 2023-02-17
    Bettendorf, IA
    Rock Island, IL
    Moline, IL
    Kewanee, IL
    Moline, IL
    Silvis, IL
    Milan, IL
    Davenport, IA
    Galesburg, IL
    East Moline, IL
    Dewitt, IA
    Bettendorf, IA
    Bettendorf, IA
  • 2021-02-01 → 2022-03-29
    Cedar Rapids, IA
    Chicago, IL
    Cedar Rapids, IA
Other Businesses

1) 06/05/2024 - Alber Asset Management - DBA for LPL Business (entity for LPL business) - Investment Related - Cedar Rapids, IA 52402 - Start Date:05/31/2024 - 160 Hrs/Mth - 8 Hrs During Trading. 2) 06/05/2024 - Alber Properties Rental - Real Estate Rental - Investment Related - Owner - At Reported Business Location(s) - Start Date:09/16/2019 - 4 Hrs/Mth - 0 Hrs During Trading. 3) 06/05/2024 - Devon Alber - Non-Variable Insurance Trails Only - Investment Related - Cedar Rapids, IA 52402 - Start Date:04/01/2022 - 0 Hrs/Mth - 0 Hrs During Trading. 4) 06/05/2024- Devon Alber - Non-Variable Insurance - Investment Related - Cedar Rapids, IA 52402 - Start Date:04/01/2022 - 10 Hrs/Mth - 0 Hrs During Trading. 5) 06/05/2024- Devon Alber - Notary - Anamosa, IA52205 - Not Investment Related - Start Date:04/01/2023 - 1 Hrs/Mth - 0 Hrs During Trading. 6) 07/03/2025 - Anamosa High School - Not Investment Related - Outside/W-2 Employment - Anamosa, IA - Start Date:07/09/2025 - 30 Hrs/Mth - 0 Hrs During Trading. 7) 07/28/2025 - Alber Tax & Accounting - Investment Related - Tax Prep/Accounting/CPA - At Reported Business Location(s) - Start Date: 09/01/2025 - 20 Hrs/Mth - 5 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-29
  • S66 Uniform Combined State Law Examination
    2021-01-29
Designations

View on SEC IAPD

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