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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-11
  • NY RA
    APPROVED
    Since 2021-07-11

Branch Locations

225 Chestnut St, Rochester, NY 14604 • United States

Rochester, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Esl Investment Services, Llc Rochester NY 04/2016 Present
Lpl Financial Llc Rochester NY 05/2016 Present
  • 04/2016 → Present
    Esl Investment Services, Llc
    Rochester, NY
  • 05/2016 → Present
    Rochester, NY
Previous Registrations
  • 2016-02-29 → 2016-04-20
    Cudlipp Advisor Services, Llc
    Pittsford, NY
Other Businesses

1)4/15/16- ESL INVESTMENT SERVICES, LLC - DBA for LPL Business (entity for LPL business)- Inv. Related - at reported business location(s) - started 4-18-2016-100% 2)4/15/16- No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public-start date 12/07/2015- 1%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-14
  • S66 Uniform Combined State Law Examination
    2015-12-14
Other Names
  • Yi Webster
  • Yi Webster

View on SEC IAPD

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