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Stuart B. Sutphin

Strategic Advisers LLC

Cincinnati, OH

Cincinnati, OH

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-04-23
TX RA APPROVED 2025-03-31
VA RA APPROVED 2025-03-31
  • OH RA
    APPROVED
    Since 2026-04-23
  • TX RA
    APPROVED
    Since 2025-03-31
  • VA RA
    APPROVED
    Since 2025-03-31

Branch Locations

3805 Edwards Rd Rookwood Tower Ste 110 & Ste 600, Cincinnati, OH 45209-1900 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Covington KY 10/2011 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 10/2011 → Present
    Fidelity Investments
    Covington, KY
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Tysons Corner, VA
    Mclean, VA
  • 2014-05-20 → 2018-07-13
    Strategic Advisers Llc
    Covington, KY
    Tysons Corner, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-14
S63 Uniform Securities Agent State Law Examination 2013-01-25
  • S66 Uniform Combined State Law Examination
    2014-05-14
  • S63 Uniform Securities Agent State Law Examination
    2013-01-25
Other Names
  • Stuart Bruen Sutphin
  • Stuart Bruen Sutphin

View on SEC IAPD

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