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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-05-15
NJ RA APPROVED 2013-04-19
  • TX RA
    APPROVED
    Since 2014-05-15
  • NJ RA
    APPROVED
    Since 2013-04-19

Branch Locations

172 Main St, Chester, NJ 07930 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Florham Park NJ 10/2012 Present
Bank Of America, N.A. Florham Park NJ 07/2013 Present
  • 10/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Florham Park, NJ
  • 07/2013 → Present
    Bank Of America, N.A.
    Florham Park, NJ
Other Businesses

I*: 2181283 Entity Type: Charitable Name of OBA: St Cecilia Church Carnival Committee Address: Rockaway, NJ 07866 Investment Related: No Position, Title, Association: Committee Employee Start Date: 02/01/2025 Number of Hours: 60 hrs annually Number of Hours during trading: 0 Duties: Steering Committee For Annual Church Carnival

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-18
  • S66 Uniform Combined State Law Examination
    2013-04-18
Other Names
  • Karen Winkler

View on SEC IAPD

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