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Heather Lynn Smart

Northrock Partners, LLC

Roseville, CA

Minneapolis, MN

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Current Employers
Northrock Partners, Llc

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-10
TX RA APPROVED 2025-07-10
  • CA RA
    APPROVED
    Since 2025-07-10
  • TX RA
    APPROVED
    Since 2025-07-10

Branch Locations

3741 Douglas Blvd Suite 290, Roseville, CA 95661-4271 • United States

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Roseville CA 04/2016 03/2020
Ameriprise Financial Services, Llc Roseville CA 03/2020 07/2025
Northrock Partners, Llc Roseville CA 07/2025 Present
Previous Registrations
  • 2016-04-13 → 2025-07-15
    Ameriprise Financial Services, Llc
    Roseville, CA
    Roseville, CA
    Roseville, CA
  • 2015-08-13 → 2016-01-19
    Securities America Advisors, Inc.
    Vacaville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-10
  • S66 Uniform Combined State Law Examination
    2015-08-10
Designations
Other Names
  • Heather Jordan
  • Heather Lynn Jordan

View on SEC IAPD

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MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
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