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Mai Capital Management, LLC CRD 109807
$52.1B regulatory AUM 132 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-06 |
Branch Locations
6060 N. Central Expressway Suite 540, Dallas, TX 75206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Advisors Inc. | Dallas | TX | 02/2014 | 09/2019 |
| Raymond James Financial Services, Inc. | Dallas | TX | 12/2012 | 09/2019 |
| Southwestern Investment Group | Frisco | TX | 10/2014 | 10/2016 |
| Carter Advisory Services | Dallas | TX | 09/2016 | 09/2019 |
| Tolleson Private Wealth Management | Dallas | TX | 09/2019 | 04/2022 |
| Team Private Wealth Management Llc | Dallas | TX | 04/2022 | 08/2023 |
| Waterloo Capital | Austin | TX | 06/2023 | 01/2025 |
| Mai Capital Management, Llc | Cleveland | OH | 01/2025 | Present |
TEAM PRIVATE WEALTH MANAGEMENT DBA FOR INVESTMENT ADVISORY BUSINESS SINCE 08/2023 INVESTMENT RELATED USF CENTER FOR ENTREPRENEURSHIP NON-PROFIT COLLEGE PROGRAM BOARD BOARD MEMBER SINCE 04/2023 NOT INVESTMENT RELATED C5 FOUNDATION OF TEXAS NON PROFIT BOARD MEMBER SINCE 03/2023 NOT INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-17 |
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