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Catherine Mary Rhodes

Morgan Stanley

New York, NY

CRD 6140546

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-02-16
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2015-10-13
NJ RA APPROVED 2013-04-01
  • CT RA
    APPROVED
    Since 2022-02-16
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2015-10-13
  • NJ RA
    APPROVED
    Since 2013-04-01

Branch Locations

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 08/2015 09/2016
Morgan Stanley New York NY 09/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-29
  • S66 Uniform Combined State Law Examination
    2013-03-29
Other Names
  • Casey Mcconnell
  • Catherine Mary Mcconnell

View on SEC IAPD

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