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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-12
TX RA APPROVED 2007-09-14
  • MN RA
    APPROVED
    Since 2013-11-12
  • TX RA
    APPROVED
    Since 2007-09-14

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

North Branch, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Wayzata MN 03/2008 Present
City National Bank Wayzata MN 05/2022 Present
Previous Registrations
Other Businesses

(1) NORTH BRANCH WRESTLING ASSOCIATION; ADDRESS: 7014 HUMBER TRL NE, NORTH BRANCH MN, 55056; BUSINESS DESCRIPTION: NON-PROFIT; NOT INVESTMENT RELATED; START DATE: 01/02/2017; CAPACITY: BOARD OF DIRECTORS; DUTIES: COACH AND BOARD MEMBER; HOURS DEVOTED PER WEEK: 02; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (2) NAME OF ENTITY: JCA Legacy Investments LLC ADDRESS: 36955 Elk Ct North Branch MN 55056 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Mar 09, 2026 CAPACITY: Owner DUTIES: My Wife and I bought a second home that we will rent to others when we are not using. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-20
  • S66 Uniform Combined State Law Examination
    2000-07-20

View on SEC IAPD

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