Anne M Faunce

Current Employers

Employment History

• 09/1993 → 09/2016
  First Niagara Bank
  Southwick, MA
• 12/2012 → 09/2016
  Lpl Financial
  Charlotte, NC
• 09/2016 → 07/2017
  Key Investment Services Llc
  Feeding Hills, MA
• 09/2016 → 08/2017
  Key Bank
  Feeding Hills, MA
• 08/2017 → Present
  Westfield Bank
  Westfield, MA
• 12/2017 → Present
  Lpl Financial Llc
  Westfield, MA

Previous Registrations

• 2016-09-21 → 2016-12-31
  Key Investment Services Llc
  Southwick, MA
  Manchester, CT
  Feeding Hills, MA
• 2016-08-15 → 2016-09-21
  Lpl Financial Llc
  Feeding Hills, MA
  Southwick, MA

Other Businesses

1. 12/5/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Notary - Started 03/21/2012 - Time Spent 1% - MA Notary Public - Perform Notary Services for Customers of Bank. 2. 12/5/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Notary - Started 10/17/2017 - Time Spent 5% - CT Notary - Perform Notary Service for customer of bank. 3. 5/29/2019 - Westfield Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/14/2019 - 5 Hours Per Month/0 Hours During Securities Trading. 4. 12/18/2023 - Westfield Bank - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - VP, Deposit and Digital Banking Product Manager - Started 08/14/2017 - 165 Hours Per Month/ During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2016-07-18
• S63 Uniform Securities Agent State Law Examination
  2013-05-17

Other Names

• Anne M Jaeger
• Anne Faunce