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James William Morris

Ieq Capital, LLC

Atlanta, GA

Foster City, CA

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Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-04-15
CA RA APPROVED 2024-04-12
  • GA RA
    APPROVED
    Since 2024-04-15
  • CA RA
    APPROVED
    Since 2024-04-12

Branch Locations

3198 Cains Hill Place Nw Floor 2, Atlanta, GA 30305 • United States

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Chase Bank Atlanta GA 11/2012 04/2019
Citigroup Atlanta GA 04/2019 03/2024
Ieq Capital Atlanta GA 03/2024 Present
  • 11/2012 → 04/2019
    J.P Morgan Chase Bank
    Atlanta, GA
  • 04/2019 → 03/2024
    Citigroup
    Atlanta, GA
  • 03/2024 → Present
    Ieq Capital
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-05-06
  • S63 Uniform Securities Agent State Law Examination
    2013-05-06
Designations
Other Names
  • James W Morris

View on SEC IAPD

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