Jason L Zaffos

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 03/2021
  Northwestern Mutual Investment Services, Llc
  Peachtree Corners, GA
• 01/2014 → 03/2021
  Gregory Mayfield
  Peachtree Corners, GA
• 09/2014 → 03/2021
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 03/2021 → Present
  Morgan Stanley
  Atlanta, GA

Previous Registrations

• 2014-04-09 → 2021-04-12
  Northwestern Mutual Investment Services, Llc
  Peachtree Cor, GA

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-04-07
• S63 Uniform Securities Agent State Law Examination
  2013-01-25

Other Names

• Jason Lee Zaffos
• Jay Lee Zaffos
• Jason Zaffos