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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-12-19
  • SC RA
    APPROVED
    Since 2024-12-19

Branch Locations

6337 Morrison Blvd., Charlotte, NC 28211 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Weehawken NJ 12/2012 Present
Other Businesses

Silver Street Properties USC, LLC; Fort Mill; Sole proprietorship; Real Estate; Rental property; Proprietor / owner; Owner of rental property; Start date: 2/9/2024

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-04-23
  • S63 Uniform Securities Agent State Law Examination
    2013-04-23
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Charlotte, NC

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