Oscar Varela

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 11/2016
  Cambridge Investment Research, Inc
  Fairfield, IA
• 01/2015 → 11/2016
  Hub International Investment Services, Inc.
  San Diego, CA
• 11/2016 → 01/2017
  Principal Life Insurance Company
  Glendale, CA
• 11/2016 → 01/2017
  Principal Securities Inc
  Glendale, CA
• 01/2017 → 02/2018
  Lockton Financial Advisors, Llc
  Los Angles, CA
• 01/2017 → 02/2018
  Lockton Investment Advisors
  Los Angles, CA
• 01/2017 → 02/2018
  Lockton Companies, Llc
  Los Angles, CA
• 02/2018 → Present
  Transamerica Retirement Solutions
  Los Angeles, CA
• 02/2018 → Present
  Transamerica Investors Securities Corporation
  Los Angeles, CA

Previous Registrations

• 2017-02-03 → 2018-02-15
  Lockton Investment Advisors, Llc
  Los Angeles, CA
  Overland Park, KS
• 2016-12-13 → 2017-02-02
  Principal Securities, Inc.
  Glendale, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-12-13
• S63 Uniform Securities Agent State Law Examination
  2013-09-04

Other Names

• Oscar Varela Ruiz