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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-04
MD RA APPROVED 2025-04-04
ME RA APPROVED 2022-11-29
NY RA APPROVED 2021-08-07
NC RA APPROVED 2019-05-14
OH RA APPROVED 2018-05-25
FL RA APPROVED 2013-06-12
CT RA APPROVED 2013-06-10
MA RA APPROVED 2013-06-10
NJ RA APPROVED 2013-06-10
  • CA RA
    APPROVED
    Since 2025-04-04
  • MD RA
    APPROVED
    Since 2025-04-04
  • ME RA
    APPROVED
    Since 2022-11-29
  • NY RA
    APPROVED
    Since 2021-08-07
  • NC RA
    APPROVED
    Since 2019-05-14
  • OH RA
    APPROVED
    Since 2018-05-25
  • FL RA
    APPROVED
    Since 2013-06-12
  • CT RA
    APPROVED
    Since 2013-06-10
  • MA RA
    APPROVED
    Since 2013-06-10
  • NJ RA
    APPROVED
    Since 2013-06-10

Branch Locations

200 State Street, 10Th Floor, Boston, MA 02109 • United States

203 Trumbull Street, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank, N.A. Wilton CT 09/2011 Present
Td Private Client Wealth Llc Wilton CT 11/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-07
  • S66 Uniform Combined State Law Examination
    2013-06-07
Other Names
  • Suzanne Ruth Decarolis

View on SEC IAPD

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