Best Investors Account Sign in

Suzanne Ruth Matheson

Td Private Client Wealth LLC

Boston, MA

Hartford, CT

CRD 6139729

Claim This Profile
Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-04
MD RA APPROVED 2025-04-04
ME RA APPROVED 2022-11-29
NY RA APPROVED 2021-08-07
NC RA APPROVED 2019-05-14
OH RA APPROVED 2018-05-25
FL RA APPROVED 2013-06-12
CT RA APPROVED 2013-06-10
MA RA APPROVED 2013-06-10
NJ RA APPROVED 2013-06-10
  • CA RA
    APPROVED
    Since 2025-04-04
  • MD RA
    APPROVED
    Since 2025-04-04
  • ME RA
    APPROVED
    Since 2022-11-29
  • NY RA
    APPROVED
    Since 2021-08-07
  • NC RA
    APPROVED
    Since 2019-05-14
  • OH RA
    APPROVED
    Since 2018-05-25
  • FL RA
    APPROVED
    Since 2013-06-12
  • CT RA
    APPROVED
    Since 2013-06-10
  • MA RA
    APPROVED
    Since 2013-06-10
  • NJ RA
    APPROVED
    Since 2013-06-10

Branch Locations

200 State Street, 10Th Floor, Boston, MA 02109 • United States

203 Trumbull Street, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank, N.A. Wilton CT 09/2011 Present
Td Private Client Wealth Llc Wilton CT 11/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-07
  • S66 Uniform Combined State Law Examination
    2013-06-07
Other Names
  • Suzanne Ruth Decarolis

View on SEC IAPD

Nearby Firms

COHERE CAPITAL
BAYPINE HOLDINGS LP
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P.

Nearby Investors

JOHN KENNEDY
JOSHUA WEBSTER JONES
STEPHEN ELLSWORTH JOHNSON

Nearby Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA

More in Boston, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor