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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-04 |
| MD | RA | APPROVED | 2025-04-04 |
| ME | RA | APPROVED | 2022-11-29 |
| NY | RA | APPROVED | 2021-08-07 |
| NC | RA | APPROVED | 2019-05-14 |
| OH | RA | APPROVED | 2018-05-25 |
| FL | RA | APPROVED | 2013-06-12 |
| CT | RA | APPROVED | 2013-06-10 |
| MA | RA | APPROVED | 2013-06-10 |
| NJ | RA | APPROVED | 2013-06-10 |
Branch Locations
200 State Street, 10Th Floor, Boston, MA 02109 • United States
203 Trumbull Street, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank, N.A. | Wilton | CT | 09/2011 | Present |
| Td Private Client Wealth Llc | Wilton | CT | 11/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-07 |
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