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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-09-09 |
| TX | RA | APPROVED | 2022-09-09 |
Branch Locations
3325 Emerald Lane Suite A, Jefferson City, MO 65109 • United States
1301 W 5Th Street [Satellite], Washington, MO 63090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Washington | MO | 08/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Washington | MO | 11/2016 | 09/2022 |
| Wells Fargo Advisors Financial Network, Llc | Washington | MO | 09/2022 | Present |
PILOT CAPITAL, LLC; INV RELATED; WASHINGTON, MO; 100% OWNERSHIP; START 06/03/2022; 160 HRS/MONTH; 7 HRS DURING TRADING; FINET PRACTICE. L905 LLC; INV RELATED; WASHINGTON, MO; 30% OWNERSHIP; START 6/3/2022; 5 HOURS PER MONTH; 5 HOURS DURING TRADING; FINET PRACTICE. FINTERIS EAST, LLC; INV. RELATED; WASHINGTON,MO; 20% OWNERSHIP; START DATE 06/03/2022; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 5; FINET PRACTICE. 1301 LANDMARK, LLC; INV. RELATED; WASHINGTON,MO; 25% OWNERSHIP; START DATE 03/06/2023; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-14 |
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