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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-11-15 |
| TX | RA | APPROVED | 2018-11-15 |
Branch Locations
121 North Market Street Suite 500, Wooster, OH 44691 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors,Llc | Wooster | OH | 11/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wooster | OH | 11/2016 | 11/2018 |
| Stifel Nicolaus & Co Inc | Wooster | OH | 11/2018 | Present |
1. Notary Public;628 E Hutton Rd Wooster OH 44691; Notary Public; 05/18/2014; 2.00 Hour(s) Per Month; during securities trading hours; Not Investment-Related. 2. Salvation Army of Wooster; 437 S Market St, Wooster, OH 44691; Assist the Homeless; Chairman of the Advisory Board; Conduct meetings; 01/03/2022; 5 Hours per Month; During Securities Trading Hours; Not Investment-Related. 3. Wayne Metropolitan Housing Authority; 345 N Market St., Wooster, OH 44691; To provide affordable housing and housing assistance to low income families; Member of the Board of Commissioners; Review Policies for the organization; 07/01/2022; 5 Hours per Month; During Securities Trading Hours; Not Investment-Related. 4. Goodwill Industries of Wayne and Holmes Counties; 1024 Nold Ave, Wooster, OH 44691; Goodwill provides work and job skill training, job placement and retention services to individuals living in Wayne and Holmes County; Member of the Board of Trustees; Attend monthly meetings, review business details of Non-profit; 5/4/23; 5 hr/mo; During Securities Trading Hours; Not Investment Related. 5. Wayne Metropolitan Housing Authority; 345 N Market St., Wooster, OH 44691; To provide affordable housing and housing assistance to low income families; chairman of the board of commissioners; Conduct meetings, review reports and policies of the organization; 08/01/2025; 5 hrs/month; During Securities Trading Hours; Not Investment-Related. 6. Goodwill Industries of Wayne and Holmes Counties; 1024 Nold Ave, Wooster, OH 44691; provide clients with real life skills in order to gain employment.- jobs in the retail thrift area & industrial services; Vice Chair; Conduct occasional monthly board meeting and attend monthly meetings. I am currently a member of the board; 06/25/2026; 5hrs/mth; During securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-31 |
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