Grant Farrar Williams

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 11/2017
  Nationalplanning Holdings
  Franklin, TN
• 11/2017 → Present
  Lpl Financial, Llc
  Fort Mill, SC

Previous Registrations

• 2016-12-16 → 2017-11-08
  Investment Centers Of America, Inc.
  Appleton, WI
  Franklin, TN
  Appleton, WI
  Appleton, WI
• 2016-03-07 → 2016-12-16
  National Planning Corporation
  Saint Paul, MN
  Franklin, TN
  Los Angeles, CA
  Los Angeles, CA
• 2015-09-29 → 2016-03-01
  Curian Capital, Llc
  Franklin, TN
  Denver, CO
• 2013-03-15 → 2013-10-31
  Curian Capital, Llc
  Denver, CO

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-03-14
• S63 Uniform Securities Agent State Law Examination
  2013-01-22

Other Names

• Grant Williams