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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-10-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huntington National Bank | Youngstown | OH | 02/2011 | 06/2018 |
| The Huntington Investment Company | Youngstown | OH | 11/2012 | 01/2019 |
| Jp Morgan Securities, Llc | Niles | OH | 01/2019 | 10/2023 |
| Jp Morgan Chase Bank, N.A. | Niles | OH | 01/2019 | 10/2023 |
| Ameriprise Financial Services | Cortland | OH | 10/2023 | 10/2023 |
| Ameriprise Financial Services, Llc | Cortland | OH | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Cortland | OH | 10/2023 | Present |
Board of Directors; Game Changers Leadership and Peer Mentoring Inititive; Secretary; 125 West market St, , Warren, OH, 44481; Not Investment-Related; 03/01/2020; 1 to 9 hours per month; 0 during trading hours / Cortland Community Foundation; Advisory Board Member; 400 North high Street, , Cortland, OH, 44410; Not Investment-Related; 05/05/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-03 |
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