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Benjamin Alfred Swallow

Morgan Stanley

South Jordan, UT

Highland, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2017-10-27
  • UT RA
    APPROVED
    Since 2017-10-27

Branch Locations

680 West 10000 South, South Jordan, UT 84095 • United States

Highland, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Salt Lake City UT 06/2010 04/2017
Morgan Stanley Services Group Inc. South Jordan UT 06/2017 01/2018
Morgan Stanley Smith Barney Llc South Jordan UT 01/2018 Present
  • 06/2010 → 04/2017
    Bank Of America, N.A.
    Salt Lake City, UT
  • 06/2017 → 01/2018
    Morgan Stanley Services Group Inc.
    South Jordan, UT
  • 01/2018 → Present
    Morgan Stanley Smith Barney Llc
    South Jordan, UT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-26
  • S66 Uniform Combined State Law Examination
    2000-09-26
Other Names
  • Benjamin Alfred Swallow
  • Benjamin A. Swallow

View on SEC IAPD

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Other Offices

LPG CAPITAL MANAGEMENT · SOUTH JORDAN, UT
LPL FINANCIAL LLC · SOUTH JORDAN, UT
OSAIC WEALTH, INC. · SOUTH JORDAN, UT
PORTSIDE WEALTH GROUP, LLC · South Jordan, UT
DIVERGENT WEALTH ADVISORS, LLC · SOUTH JORDAN, UT
WEALTHSPIRE RETIREMENT ADVISORY · South Jordan, UT
D.A. DAVIDSON & CO. · SOUTH JORDAN, UT
WEALTHSPIRE RETIREMENT ADVISORY · South Jordan, UT

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