Randall John Winkler

Current Employers

Employment History

• 01/2012 → 12/2018
  H. Beck, Inc.
  Bethesda, MD
• 02/2011 → 11/2022
  Annex Wealth Management, Llc
  Elm Grove, WI
• 11/2022 → Present
  Drake & Associates, Llc
  Waukesha, WI

Previous Registrations

• 2012-02-17 → 2022-11-17
  Annex Wealth Management, Llc
  Brookfield, WI
• 2008-09-22 → 2012-01-11
  Bmo Harris Financial Advisors, Inc.
  Franklin, WI
• 2007-08-06 → 2008-09-24
  On Investment Management Co
  Brookfield, WI
• 2006-01-11 → 2006-07-12
  Wipfli Hewins Investment Advisors Llc
  San Mateo, CA
• 2005-03-31 → 2006-04-12
  Disciplined Financial Services, Inc.
  Brookfield, WI

Other Businesses

Loft Financial Advisory Group, LLC; investment related: Yes; Location of the business: 20965 Crossroads Circle, Waukesha, WI 53186; Description of the business: Licensed insurance agent in the state of Wisconsin.; Position Title: Insurance Agent; Responsibilities Duties: Offer clients advice or insurance products.; Start date with business: 03/25/2019; Hours devoted to business during trading hours: 4; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 40.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-28
• S63 Uniform Securities Agent State Law Examination
  2000-07-15

Designations

Other Names

• Randy John Winkler