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Jennifer Rolfson

Nuveen Asset Management, LLC

Charlotte, NC

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Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-11-21
  • IL RA
    APPROVED
    Since 2019-11-21

Branch Locations

8500 Andrew Carnegie Blvd, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cnl Securities Corp Orlando FL 10/2012 06/2019
Nuveen Securities, Llc Charlotte NC 06/2019 Present
Nuveen Asset Management, Llc Chicago IL 06/2019 Present
  • 10/2012 → 06/2019
    Cnl Securities Corp
    Orlando, FL
  • 06/2019 → Present
    Nuveen Securities, Llc
    Charlotte, NC
  • 06/2019 → Present
    Nuveen Asset Management, Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-29
  • S66 Uniform Combined State Law Examination
    2019-10-29
Other Names
  • Jennifer Kessler Rolfson
  • Jennifer Lauren Kessler

View on SEC IAPD

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