Best Investors Account Sign in

Byron Robert Swarts

Oppenheimer & Co. Inc.

Frankenmuth, MI

Claim This Profile
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-03-07
  • MI RA
    APPROVED
    Since 2016-03-07

Branch Locations

130 Mayer Road, Frankenmuth, MI 48734 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Frankenmuth MI 11/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-03
  • S66 Uniform Combined State Law Examination
    2016-03-03

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
RICHMARK PRIVATE WEALTH MANAGEMENT
EQUITABLE ADVISORS, LLC
MORGAN STANLEY
THRIVENT INVESTMENT MANAGEMENT INC.
EDWARD JONES
THE HUNTINGTON INVESTMENT COMPANY
TIM CRAWFORD CPA

Other Investors

EDWARD THOMAS FOLTZ
Cole Stephens
RONALD KENT HALLER
RICHARD ROBERT MAROTZKE
BLAISE CONLEY ZIMMER
ZECHARIAH MAROTZKE
KEVIN JOSEPH SIMS
FRANK WILLIAM LIST

Other Offices

CETERA INVESTMENT ADVISERS LLC · FRANKENMUTH, MI
RICHMARK PRIVATE WEALTH MANAGEMENT · FRANKENMUTH, MI
EQUITABLE ADVISORS, LLC · FRANKENMUTH, MI
MORGAN STANLEY · Frankenmuth, MI
THRIVENT INVESTMENT MANAGEMENT INC. · FRANKENMUTH, MI
EDWARD JONES · FRANKENMUTH, MI
EDWARD JONES · FRANKENMUTH, MI
EDWARD JONES · FRANKENMUTH, MI

More in Frankenmuth, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor