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Omnistar Financial Group, Inc. CRD 138515
$286M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1712 Eastwood Road Suite 212, Wilmington, NC 28403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-04-27 |
Branch Locations
1712 Eastwood Road Suite 212, Wilmington, NC 28403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Wilmington | NC | 01/2013 | 05/2021 |
| Omnistar Financial Group, Inc. | Wilmington | NC | 04/2021 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-23 |
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