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Dustin Thomas Hocken

Omnistar Financial Group, Inc.

Wilmington, NC

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Current Employers
Omnistar Financial Group, Inc.

1712 Eastwood Road Suite 212, Wilmington, NC 28403 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-04-27
  • NC RA
    APPROVED
    Since 2021-04-27

Branch Locations

1712 Eastwood Road Suite 212, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Wilmington NC 01/2013 05/2021
Omnistar Financial Group, Inc. Wilmington NC 04/2021 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-15
S63 Uniform Securities Agent State Law Examination 2014-08-23
  • S65 Uniform Investment Adviser Law Examination
    2021-05-15
  • S63 Uniform Securities Agent State Law Examination
    2014-08-23
Designations
Other Names
  • Dustin Thomas Hocken

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

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