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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lippincott Construction Inc | Seattle | WA | 06/1998 | 07/2020 |
| North Star Consultants, Inc | Seattle | WA | 12/2014 | Present |
| Cri Securities, Llc | St Paul | MN | 12/2014 | 10/2021 |
| Minnesota Life Insurance Company | St Paul | MN | 12/2014 | 08/2023 |
| Comprehensive Practice Resources | Phoenix | AZ | 07/2014 | 11/2018 |
| Securian Financial Services, Inc | St Paul | MN | 12/2014 | 08/2023 |
| Paid Speaker | Olympia | WA | 07/2020 | Present |
| Cetera Wealth Services, Llc | Minneapolis | MN | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Fortunelle Films, Llc | Denver | CO | 03/2025 | Present |
1. BOOK & ARTICLE AUTHOR POSITION: Owner NATURE: Author INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2015 ADDRESS: , Olympia WA , United States DESCRIPTION: Owner 2. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2014 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 3. PAID SPEAKER POSITION: Agent/Broker NATURE: Speaker INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/13/2020 ADDRESS: 8405 Ski View Lane Sw, Olympia WA 98512, United States DESCRIPTION: I have been asked to speak at conventions, and currently since travel is not an option due to Covid, the conventions have all turned into virtual, recorded talks. I used power points that are compliance approved with all disclosures. If they ask to record, I will turn in all recordings for compliance approval before they are released. The compensation is an honorarium. 4. REFERRAL FEES FROM CORPORATE VETERINARY BUYERS POSITION: Referrer NATURE: Referral Agreement INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/21/2020 ADDRESS: 8405 Ski View Lane Sw, Olympia WA 98512, United States DESCRIPTION: Vet practice owners decide to sell their practices. Some wish to sell to one of the 2,500 corporate consolidators out there. I would like to connect my sellers' with at least 2-3 corporate buyers for them to assess. Instead of charging the client, corporate entities pay referral fees. 5. NAME OF OTHER BUSINESS: HER TABLE WEALTH AND WELLNESS, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL EMPOWERMENT, START DATE: 9/2024, POSITION/TITLE/RELATIONSHIP: WEALTH AND WELLNESS COACHING, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: COACHGUIDING WOMEN THROUGH OUR EDUCATIONAL PROGRAMS.... EMPOWERMENT, MINDSET, HABITS, ACCOUNTABILITY, NAVIGATING CHANGE, EMOTIONAL IMPACT; 6. NAME OF OTHER BUSINESS: MISSION ANIMAL HOSPITAL; INVESTMENT RELATED: NO; ADDRESS: 10100 VIKING DRIVE SUITE 150 EDEN PRAIRIE, MN 55344; NATURE OF BUSINESS: NON PROFIT; START DATE: 10/2024 ; POSITION/TITLE/RELATIONSHIP: ADVISOR BOARD-COLORADO; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: FUNDRAISE TO OPEN A 2ND LOCATION IN DENVER, AND THEN ADDITIONAL CITIES; 7. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 8. NAME OF OTHER BUSINESS: FORTUNELLE FILMS, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: FILM PRODUCTION, START DATE: 03/2025, POSITION/TITLE/RELATIONSHIP: PARTNER, MANAGING MEMBER, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: INVESTOR, EXECUTIVE PRODUCER, COORDINATION OF PRODUCTION WITH FILMMAKER AND DIGITAL MARKETING COMPANY, FEATURED IN THE FILM;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2013-01-10 |
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