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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-02-23
  • WA RA
    APPROVED
    Since 2023-02-23

Branch Locations

310 120Th Ave Ne, Suite 102, Bellevue, WA 98005 • United States

Sammamish, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bellevue WA 07/2015 02/2023
Raymond James Financial Services Advisors, Inc. Bellevue WA 02/2023 Present
Raymond James Financial Services, Inc Bellevue WA 02/2023 Present
B Keever Llc Bellevue WA 02/2023 Present
  • 07/2015 → 02/2023
    Ameriprise Financial Services, Inc.
    Bellevue, WA
  • 02/2023 → Present
    Bellevue, WA
  • 02/2023 → Present
    Raymond James Financial Services, Inc
    Bellevue, WA
  • 02/2023 → Present
    B Keever Llc
    Bellevue, WA
Previous Registrations
Other Businesses

Name of Business: Keever Capital, Address: 310 120th AVE NE Suite 102, Bellevue, WA, 98005, Activity Type: Support Company - Owner, Position/Title: Other Investment Related: No Start Date: 02/23/2023 HPM: 81 HPM trade hours: 41 Duties: DBA name.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-06
S63 Uniform Securities Agent State Law Examination 2012-12-28
  • S66 Uniform Combined State Law Examination
    2013-09-06
  • S63 Uniform Securities Agent State Law Examination
    2012-12-28
Other Names
  • Benjamin Keever

View on SEC IAPD

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