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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-06-02 |
| FL | RA | APPROVED | 2014-01-14 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
9000 Southside Blvd Workplace Benefits, Jacksonville, FL 32256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 12/2013 | Present |
I*1233300 For profit or not for profit: Entity For Profit Name of outside business organization: Lionize Enterprise LLC Investment related: N Address of business: Jacksonville, Florida, 32211 Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 3/15/2022 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: My husband and I are co-owners and act as landlords
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-05 |
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