Richard Francis Klenk

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 05/2021
  Pfs Investments Inc.
  Houston, TX
• 06/2012 → 05/2021
  Primerica Financial Services
  Houston, TX
• 10/2016 → 04/2017
  American Jet International
  Houston, TX
• 05/2021 → 10/2021
  Bbva
  Friendswood, TX
• 11/2021 → 11/2023
  Pnc Investments Llc
  Friendswood, TX
• 11/2023 → 09/2024
  Alliant Retirement Consulting
  Houston, TX
• 01/2024 → 09/2024
  Cetera Advisor Networks
  El Segundo, CA
• 11/2023 → 09/2024
  Alliant Insurance Services, Inc.
  Houston, TX
• 09/2024 → 12/2025
  Onedigital Investment Advisors Llc
  Overland Park, KS
• 02/2026 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2026 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2024-10-01 → 2025-12-01
  Onedigital
  Friendswood, TX
  Overland Park, KS
  Friendswood, TX
• 2024-02-06 → 2024-10-03
  Retirement And Wealth At Alliant, Llc
  Wayne, PA
  Houston, TX
• 2023-07-07 → 2023-12-01
  Pnc Wealth Management Llc
  Friendswood, TX

Other Businesses

1. CIRA, 1776 Pleasant Plain Road, Fairfield, IA 52556, 03/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING 2. MAYANAH, 10190 Katy Freeway, Suite 370, Houston TX 77043, 02/2026, Coach, Consulting/Coaching, NIR, 5 HR/MO, 0 HR/MO TRADING 3. Sinai Insurance Solutions, 10190 Katy Freeway Ste 370, Houston, TX 77043, 04/2026, Principal Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO, 4 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-07-07
• S63 Uniform Securities Agent State Law Examination
  2014-09-27

Other Names

• Richard Francis Klenk