Best Investors Account Sign in
Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2016-04-18
  • MD RA
    APPROVED
    Since 2016-04-18

Branch Locations

16 Greenmeadow Drive Suite 201, Timonium, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brotman Financial Group Timonium MD 06/2013 Present
Kestra Advisory Services, Llc Timonium MD 04/2016 Present
Kestra Investment Services, Llc Timonium MD 11/2012 Present
  • 06/2013 → Present
    Brotman Financial Group
    Timonium, MD
  • 04/2016 → Present
    Timonium, MD
  • 11/2012 → Present
    Kestra Investment Services, Llc
    Timonium, MD
Other Businesses

Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/22/2015 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment Advisor Representative Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2 #400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 10/15/2018 Hours per month: 61% - 70% (97 - 112 hours) Hours per month during trading hours: 61% - 70% (85 - 98 hours) Duties: Investment Advisory Representative Name: BFG FINANCIAL ADVISORS A DIVISION OF BROTMAN FINAN POSITION: Investment Operations Associate NATURE: Registered Field Assistant INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 10/01/2018 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timonium MD 21093 DESCRIPTION: Meeting Preparation, Trading, Product Selection and Vetting Name: BFG ESTATE & TAX SERVICES POSITION: Intermediary NATURE: Estate Document Drafting INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timonium MD 21093, United States DESCRIPTION: We will send the client a link to their portal for them to enter their information and answer questions regarding estate drafting services. Once complete the client will receive their estate documents and instructions to notarize. We will keep them in our contact management system for marketing outreach efforts. provide the tools, but not render advice unless they engage in a FP relationship which will be through Kestra Advisory Services. Name: BFG FINANCIAL ADVISORS A DIVISION OF BROTMAN FINAN POSITION: Investment Operations Associate NATURE: Registered Field Assistant INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 10/01/2018 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timonium MD 21093, United States DESCRIPTION: Meeting Preparation, Trading, Product Selection and Vetting Name: BROTMAN FINANCIAL GROUP, INC. POSITION: Investment Operations Associate NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 119 START DATE: 06/03/2013 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timonium MD 21093, United States DESCRIPTION: Establishing accounts, cost basis reconciliation, Meeting Preparations Name: BFG ESTATE & TAX SERVICES POSITION: Intermediary NATURE: Estate Document Drafting INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timonium MD 21093, United States DESCRIPTION: We will send the client a link to their portal for them to enter their information and answer questions regarding estatedrafting services. Once complete the client will receive their estate documents and instructions to notarize. We will keepthem in our contact management system for marketing outreach efforts. We will provide the tools, but not render advice unless they engage in a financial planning relationship which will bethrough Kestra Advisory Services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-09
  • S66 Uniform Combined State Law Examination
    2015-01-09

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Timonium, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor