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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-04-05 |
| TX | RA | APPROVED | 2024-04-05 |
Branch Locations
51 S Stanfield Rd, Troy, OH 45373 • United States
7900 Triad Center Dr Ste 360 [Satellite], Greensboro, NC 27409 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Mount Airy | NC | 11/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greensboro | NC | 11/2016 | 04/2024 |
| Wells Fargo Advisors Financial Network, Llc | Greensboro | NC | 04/2024 | Present |
PROSPERITY TREE INVESTMENTS LLC, NOT INV RELATED, KING, NC, 100% OWNERSHIP, START DATE: 11/20/23, 0 HRS PER MONTH, 0 HRS DURING TRADING, FINET;| ATLAS INVESTMENT MANAGEMENT LLC, NOT INV RELATED, HAMPSTEAD, NC, 25% OWNERSHIP, START DATE: 11/15/23, 0 HRS PER MONTH, 0 HRS DURING TRADING, FINET;| EDWARDS GP, LLC; INV RELATED; KING, NC; 90% OWNERSHIP; START DATE 01/10/2025; 1 HOURS PER MONTH; 1 HOUR DURING TRADING HOURS FOOTHILLS YOUTH ATHLETIC LEAGUE ; INV RELATED;KING,NC; SPORTS; TREASURER; START DATE: 03/08/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-18 |
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