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CRD 6137393
Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-03-10 |
| TX | RA | APPROVED_RES | 2021-12-01 |
| PA | RA | APPROVED | 2021-05-03 |
Branch Locations
Chesapeake, VA • United States
Williamsburg, VA • United States
1450 Martin St, State College, PA 16803-3065 • United States
Montoursville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moff And Associates | Williamsport | PA | 12/2012 | 05/2019 |
| Woodbury Financial Services | Williamsport | PA | 08/2015 | 05/2019 |
| Securities Service Network | Williamsport | PA | 05/2019 | 11/2019 |
| Ameriprise Financial Services Llc | State College | PA | 04/2021 | Present |
| Woolrich Inc. | Woolrich | PA | 01/2020 | 11/2020 |
| Lycoming College | Williamsport | PA | 08/2019 | Present |
Other Business Activities; Pennsylvania College of Technology Alumni Task Force; Meet with other alumni periodically to discuss the current and future of the College.; 1 College Ave., , Williamsport, PA, 17701; Not Investment-Related; 06/23/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-28 |
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