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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-03-10
TX RA APPROVED_RES 2021-12-01
PA RA APPROVED 2021-05-03
  • VA RA
    APPROVED
    Since 2026-03-10
  • TX RA
    APPROVED_RES
    Since 2021-12-01
  • PA RA
    APPROVED
    Since 2021-05-03

Branch Locations

Chesapeake, VA • United States

Williamsburg, VA • United States

1450 Martin St, State College, PA 16803-3065 • United States

Montoursville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moff And Associates Williamsport PA 12/2012 05/2019
Woodbury Financial Services Williamsport PA 08/2015 05/2019
Securities Service Network Williamsport PA 05/2019 11/2019
Ameriprise Financial Services Llc State College PA 04/2021 Present
Woolrich Inc. Woolrich PA 01/2020 11/2020
Lycoming College Williamsport PA 08/2019 Present
  • 12/2012 → 05/2019
    Moff And Associates
    Williamsport, PA
  • 08/2015 → 05/2019
    Woodbury Financial Services
    Williamsport, PA
  • 05/2019 → 11/2019
    Securities Service Network
    Williamsport, PA
  • 04/2021 → Present
    State College, PA
  • 01/2020 → 11/2020
    Woolrich Inc.
    Woolrich, PA
  • 08/2019 → Present
    Lycoming College
    Williamsport, PA
Previous Registrations
  • 2019-05-14 → 2019-11-20
    Ssn Advisory, Inc.
    Williamsport, PA
  • 2016-03-29 → 2019-05-15
    Woodbury Financial Services, Inc.
    Williamsport, PA
Other Businesses

Other Business Activities; Pennsylvania College of Technology Alumni Task Force; Meet with other alumni periodically to discuss the current and future of the College.; 1 College Ave., , Williamsport, PA, 17701; Not Investment-Related; 06/23/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-28
  • S66 Uniform Combined State Law Examination
    2016-03-28
Other Names
  • Tamara Pavlov

View on SEC IAPD

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