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1920 Broadway Street, Paducah, KY 42001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keystone Financial Group, Llc | Paducah | KY | 08/2016 | 12/2023 |
| Lpl Financial, Llc | Paducah | KY | 10/2014 | Present |
| Jennings & Associates Financial Advisors, Llc | Paducah | KY | 12/2023 | Present |
1. 10/18/2013 - Jennings & Associates Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2.02/25/2022 - Signet Federal Credit Union - Inv Related - Paducah, KY - For-Profit Board Member - Supervisory Committee - Started: 1/19/2022 - 1 Hr/Mo; 0 Hr During Trading. 3. 02/21/2024 - Jennings & Associates Financial Advisors LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 12/1/2023 - 5 Hr/Mo During Trading - I provide investment advisory services through Jennings & Associates Financial Advisors LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-04 |
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