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Current Employers
Jennings & Associates Financial Advisors, Llc

1920 Broadway Street, Paducah, KY 42001 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-12-01
  • KY RA
    APPROVED
    Since 2023-12-01

Branch Locations

1920 Broadway Street, Paducah, KY 42001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keystone Financial Group, Llc Paducah KY 08/2016 12/2023
Lpl Financial, Llc Paducah KY 10/2014 Present
Jennings & Associates Financial Advisors, Llc Paducah KY 12/2023 Present
Previous Registrations
Other Businesses

1. 10/18/2013 - Jennings & Associates Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2.02/25/2022 - Signet Federal Credit Union - Inv Related - Paducah, KY - For-Profit Board Member - Supervisory Committee - Started: 1/19/2022 - 1 Hr/Mo; 0 Hr During Trading. 3. 02/21/2024 - Jennings & Associates Financial Advisors LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 12/1/2023 - 5 Hr/Mo During Trading - I provide investment advisory services through Jennings & Associates Financial Advisors LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-18
S63 Uniform Securities Agent State Law Examination 2014-02-04
  • S66 Uniform Combined State Law Examination
    2016-04-18
  • S63 Uniform Securities Agent State Law Examination
    2014-02-04
Other Names
  • Miranda Renee Green

View on SEC IAPD

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