Joseph William Wallace

Current Employers

Employment History

• 09/2015 → Present
  M Holdings Securities, Inc.
  Portland, OR
• 10/2015 → Present
  Wallace Advisory Group, Llc
  Lafayette, CA
• 09/2015 → Present
  Wallace Financial & Insurance Solutions
  Lafayette, CA

Previous Registrations

• 2013-05-17 → 2015-10-06
  Eagle Strategies Llc
  Lafayette, CA

Other Businesses

1) M Holdings Securities; Investment-Related; 3658 Mount Diablo Boulevard Suite 225, Lafayette, CA 94549; Broker-Dealer; Registered Representative; October 2015; 20 hours per month; 10 hours per month during securities trading hours; Provide advice to clients regarding investment products. 2) Wallace Advisory Group, LLC; 3658 Mt Diablo Blvd, Ste 225, Lafayette CA 94549; Financial Services; Investment-Related; Principal; Financial planning, investment advisory services, life insurance sales; 120 hours/month; 120 hours/month during trading hours. 3) Wallace Financial & Insurance Solutions; 3658 Mt Diablo Blvd Ste 225, Lafayette CA 94549; Life insurance sales and service; Not Investment Related; Principal; Life insurance sales; 09/28/2015; 160 hours per month; 160 hours per month during trading hours 4) Wallace Advisory Group LLC 401(k) Savings Plan; 3658 Mt Diablo Blvd, Ste 225, Lafayette CA 94549; Trustee; Investment Related; Principal/Trustee; Act as trustee of Wallace Advisory 401(k) for self and other employees; 10/01/2015; 1 hour per month; 1 hour per month during trading hours

Exams

• S66 Uniform Combined State Law Examination
  2013-04-04

Designations