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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-18 |
Branch Locations
5956 Sherry Lane, Fl 20, Dallas, TX 75225 • United States
54 Sugar Creek Center Blvd Ste 300, Sugar Land, TX 77478 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comerica Securities, Inc. | Dallas | TX | 06/2014 | 08/2023 |
| Raymond James Financial Services, Inc. | Dallas | TX | 09/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Dallas | TX | 09/2023 | Present |
| Brighthawk Wealth Management | Dallas | TX | 09/2023 | Present |
BrightHawk Wealth Management. Not investment related. Dallas, TX. DBA/Support Company. Advisor. Started: 09/2023. 0 hrs per month, 0 during trading hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-08 |
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