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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-25
  • NY RA
    APPROVED
    Since 2025-07-25

Branch Locations

738 Route 9, Fishkill, NY 12524 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Kingston NY 11/2015 08/2023
Key Investment Services Llc Albany NY 11/2015 02/2021
Key Investment Services Llc Brooklyn OH 01/2023 08/2023
Keybank New York NY 09/2023 12/2023
Keybank Cortlandt Manor NY 03/2024 11/2025
Key Investment Services Llc Brooklyn OH 03/2024 11/2025
Key Investment Services Llc Brooklyn OH 11/2025 Present
Previous Registrations
Other Businesses

CROTON HARMON HIGH SCHOOL; NATURE: I will be serving as a volunteer guest judge for a "Shark Tank" style student competition at my former high school. My role is strictly to provide feedback on student business concepts and presentations from an alumni perspective. This is a one-time, unpaid volunteer event and does not involve any financial advice, solicitation, or investment brokerage services. INVESTMENT RELATED: No; NUMBER OF HOURS: 3; SECURITIES TRADING HOURS: 3; START DATE: 04/29/2026; ADDRESS: 36 Old Post Road South, Croton on Hudson NY 10520, United States; DESCRIPTION: My responsibility includes serving as a guest panelist for an educational business competition. I will provide hypothetical feedback on student-led business concepts and participate in a mock simulation for academic purposes only. No actual capital is involved, and no investment or financial planning advice will be provided.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-25
S66 Uniform Combined State Law Examination 2013-08-12
  • S65 Uniform Investment Adviser Law Examination
    2025-07-25
  • S66 Uniform Combined State Law Examination
    2013-08-12
Other Names
  • Rob Evan Cipriano

View on SEC IAPD

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