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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Distributors, Llc | White Plains | NY | 10/2014 | 10/2019 |
| Nylife Securities Llc | Bridgewater | CT | 10/2019 | 08/2024 |
| Mml Investors Services, Llc | Bridgewater | CT | 10/2024 | Present |
| Massmutual Life Insurance Co | Bridgewater | CT | 08/2024 | Present |
(1)Name: Bridgewater Fire Department Inv rel: N Add: 100 Main St South, Bridgewater, CT 06752 Nature: Volunteer 1st Responder, Fire & EMS Position: Firefighter Start date: 06/01/2012 No. HR/MO: 10 No. HR/MO during sec trading: 0 Describe duties: Respond to local and regional emergencies. (2)Name: BNI Business Bobcats Inv rel: Y Add: 1 Sand Cut Rd, Brookfield, CT 06804 Nature: Business Networking Group Position: President Start date: 10/01/2025 No. HR/MO: 7 No. HR/MO during sec trading: 0 Describe duties: Run the weekly meetings and monthly manager meetings. (3)Name: Hop Brook Farm Inv rel: N Add: At residential address Nature: Consultant for micro farm Position: Consultant Start date: 10/15/2025 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe duties: Assist in the cultivation and sale of herbs and vegetables.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-05-29 |
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